Enterprise Risk Management for Banks - NASBA Certificate

  • Speaker:Mario Mosse
  • Duration:90Min
  • Product Code:GRC-90464
  • NASBA CPE: 1.5
NASBA

NASBA CPE Credits: 1.5

GRCTS is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its web site: www.nasbaregistry.org.

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If you are unable to attend the meeting Live then you can opt in for the Live Recording instead. Access the recording of the webinar for 6 months. Contact our support for any questions. To prepare an invoice to pay by Check or Wire email us at support@grcts.com. 

Description: 

This webinar covers all the elements of an effective ERM program designed for a financial services company (banking, insurance and asset management), and meeting regulatory requirements and expectations. An effective ERM program provides senior management and the board of directors with a solid foundation for risk governance.  In addition, this program provides attendees with an overview of significant risks faced by financial institutions and the most common practices in place to address them.

This is an executive-level presentation, where information is shared mainly through examples, case studies and personal experience.  Major concepts and ideas, as opposed to highly technical or quantitative methods, are used to describe risks and mitigating controls.

Why you should attend:

Given the current risk landscape, it is imperative that financial institutions establish an Enterprise Risk Management (ERM) program to ensure a holistic approach to risk management and to ensure all necessary tasks are carried out in a coordinated manner.

 Areas to be covered during this session:

  • Lessons learned from the financial crisis
  • Value proposition for ERM
  • Key principles and definitions
  • Components of an effective ERM framework
  • Regulatory framework
  • Governance structure and risk policies
  • Risk limits and tolerance levels
  • Risk assessment and tolerance levels
  • Current ERM topics

This webinar will provide valuable assistance to all personnel in:

  • Banks,
  • Asset Managers,
  • Broker/Dealers,
  • Insurance Companies and all other financial institutions.
  • Supervisors
  • Compliance Officers
  • Financial Officers
  • Risk Officers
  • Internal Auditors
  • Operational Risk Managers
  • Internal Auditors
  • Board members
  • General (legal) counsel
  • Financial officers
  • CFOs (Chief Financial Officers)
  • COO (Chief Operating Officers)
  • CRO (Chief Risk Officers)
  • CIO (Chief Information Officers)
  • CPAs (Certified Public Accountants)
  • CBAs (Chartered Bank Auditors)
  • CIAs (Certified Internal Auditors)
  • CFEs (Certified Fraud Examiners)

NASBA CPE: 1.5

Group Internet Based | 1.5 (1 CPE for 50 minutes) | Management Services (1.5 CPE) | Banking (1.5 CPE) | Intermediate Level | Prerequisites - None | No advance preparation

Instructor Profile:

Mario Mosse has 40 years of experience in enterprise risk management, internal audit and regulatory compliance at financial services companies. He is the president of MMosse Consulting, LLC, where he provides risk management advice and training to the financial services industry. Previously, he was the head of Operational Risk Management at Prudential Financial, Inc.  Prior to joining Prudential, Mosse was with The Chase Manhattan Bank, where he held several senior positions in Internal Audit and Risk Management.

GRCTS is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its web site: www.nasbaregistry.org

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Available Options

Recording: Unlimited Viewing Access for 6 Months

$429

CD-DVD: Shipped within 2 working days

$469

USB - Shipped within 2 working days

$509

5 Member Group: 5 people can Attend the Live Online Meeting from any location globally

$2,849

10 Member Group: 10 people can Attend the Live Online Meeting from any location globally

$4,659

Recording: Unlimited Viewing Access for 12 Months

$1,249

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