The Auditor-In-Charge - NASBA CPE - 1.5 Credits

  • Speaker:Jonnie T. Keith
  • Date: 1st February 2018 10:00 AM PST | 01:00 PM EST
  • Duration:75Min
  • Product Code:GRC-20221

$269

refer

Refer Friend's


Live Session - How it works

  • Username and Password will be sent to you 24 hours prior to the webinar.
  • Presentation handouts in pdf format will be mailed to you.
  • Login to the session using the username and password provided to you.
  • Get answer to your queries through interactive Q&A sessions via chat.
  • Please let us know your thoughts and views at the end of webinar, your valuable feedback will help us improve.
  • Get certification of attendance.

Recorded Session - How it works

  • Login Information with Password to view the webinar, 24 hours after the Live webinar (link valid for 6 months).
  • A link will be provided to you upon purchase of the recorded session.
  • Please click on the link to access the session.
  • Presentation handouts in pdf format will be mailed to you.
  • Get certification of attendance.

Training CD - How it works

  • Free shipment within 72 Hours, from the date of webinar completion.

(More about our products contact +1- 248-233-2049)

If you are unable to attend the meeting Live then you can opt in for the Live Recording instead. You can access the recording of the webinar for 6 months. Contact our support for any clarifications. 

NASBA

Group Internet Based | 1.5 (1CPE for 50 minutes) | Audit - (1.5 CPE) | Basic | Prerequisites - None| No advance preparation.

Why You Should Attend the Session:

The Auditor-In-Charge (AIC) has a great deal of responsibilities.  They must provide directions to the audit team; assess the quality of the work of the audit team; provide on-going communication to audit management and audit clients; develop the draft report; prepare for the exit conference; assess the performance of the audit team; and many other minor activities.  The success of an audit engagement will often depend on how well the AIC carry out those functions.  This webinar is to help you understand the key skills needed and the primary responsibilities of the AIC.


Handout:

  • Skill Assessment

The topics include:

Audit standards relative to the AIC

Key skills and attributes of the Auditor-In-Charge

Primary responsibilities of the Auditor-In-Charge

AIC Skills Assessment Tool


Areas Covered During the Session:

Audit Standards Relative to the Auditor-In-Charge


  • IIA Standards
  • GAGAS Standards

Auditor-In-Charge Skills and Attributes


  • Audit Knowledge
  • Communication Skills
  • Organizational Skills
  • Interpersonal Skills
  • Leadership Skills
  • Audit Skill Assessment Tool


Auditor-In-Charge Responsibilities

  • Conduct Pre-Audit Administrative Duties
  • Conduct Preliminary Survey
  • Develop audit objectives
  • Determine the audit scope
  • Conduct an Entrance Conference
  • Supervise Fieldwork
  • Review Workpaper
  • Write Draft Audit Report
  • Conduct Exit Conference
  • Wrap Up
  • Follow Up

Who will benefit:

  • Audit Managers
  • Staff Auditors
  • Government Auditors
  • Compliance Auditors
  • Internal Control Specialists
  • Public Accountants
  • Accounting Analysts
  • Business Analysts
  • Quality Control Specialists


Speakers Profile – Jonnie T. Keith, CIA, CFE, CGAP, CICA


Jonnie Keith has been in auditing over 40 years.  He retired in 2012 as the Assistant General Manager of Internal Audit with the Metropolitan Atlanta Rapid Transit Authority (MARTA) in Atlanta, Ga.  He served in that capacity for over 10 years and was responsible for administering the overall audit activities.

 

At this position, he was responsible for the day-to-day operations of the Audit Department and he reported directly to the CEO and the Chair of the Audit Committee. Prior to that, he worked at MARTA as the Operational Audit Manager and Senior Contract Compliance Auditor.  He also worked at Norfolk Southern Railway (formally Southern Railway) as a senior operational auditor and started his career at the Federal Reserve Bank of Atlanta as a bank examiner.

 

Jonnie Keith received a BA degree in Economics from Clark Atlanta University (formerly Clark College). 

 

Certifications include:

·         Certified Internal Auditor (CIA)

·         Certified Fraud Examiner (CFE)

·         Certified Government Auditing Professional (CGAP)

·         Certified Internal Control Auditor (CICA)

 

He has been a volunteer seminar instructor for the National Office of the Institute of Internal Auditors for several years. He has been married for over 46 years and has two adult daughters and two grandchildren.  He and his wife authored the book: Tied Together – The Marriage Trinity. 


GRCTS is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its web site: www.nasbaregistry.org 

Available Options

Recording: Access it for 6 months from any location

$269

CD: Shipped within 2 working days

$379

5 Member Group: Access the Live Meeting online from any location globally

$2,229

10 Member group: Access the Live Meeting online from any location globally

$3,869
For discounts and offers call support

Related Products

How to Develop Effective Key Risk Indicators - NASBA: 1.5 (CPE)

How to Develop Effective Key Risk Indicators - NASBA: 1.5 (CPE)

If you are unable to attend the Live meeting then you can opt in for the Live Recording instead. You can access the recording of the webinar for 6 months. Contact our support for any clarifications. NASBA CPE: 1.5Group Internet Based | 1.5 (1 CPE for 50 minutes) | Management Services (1.5 CPE) | Intermediate Level | Prerequisites - None | No advance preparationDescription: A Key Risk Indicator, also known as KRI, is a metric used in risk management to indicate riskiness of an..

$249

Writing an Effective Credit Memorandum - NASBA CPE - 1.5

Writing an Effective Credit Memorandum - NASBA CPE - 1.5

If you are unable to attend the meeting Live then you can opt in for the Live Recording instead. You can access the recording of the webinar for 6 months. Contact our support for any clarifications. Description:After a detailed credit analysis of a loan request has been performed, it is now time to communicate your findings in writing.  Credit memoranda are a primary means of communications within the banking industry.  In writing effective credit memoranda, it is not what you say..

$269